Daniel Moran

Chief Compliance Officer BA, LLB (Hons)

Daniel Moran was appointed Chief Compliance Officer in October 2022, responsible for admitting new entities and quoting new products on ASX’s equity market, monitoring and enforcing compliance with ASX’s rules by listed entities and investment product issuers, enforcement action against participants for breaches of ASX’s rules, and related guidance and education activities.

Daniel joined ASX in 2010. He was appointed Group General Counsel and Company Secretary in October 2017, responsible for ASX’s Legal, Company Secretarial and Regulatory Policy functions. Prior to that, he was Deputy General Counsel, working across the ASX businesses with a particular focus on ASX’s corporate functions, transactions, and listings and issuers.

Before joining ASX, Daniel worked as a corporate and transactional lawyer at Herbert Smith Freehills in Sydney and London where he acted on acquisitions and disposals, capital raisings and restructures, as well as advising on a range of corporate legal, regulatory and governance issues.